1299939NYSE: CADE
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FormDescriptionDateFormat
15-12BTermination of registration under Section 12(b) or suspension of duty to file reportsNov 20, 2017Open Termination of registration under Section 12(b) or suspension of duty to file reports in HTML.Open Termination of registration under Section 12(b) or suspension of duty to file reports in DOC file.Open Termination of registration under Section 12(b) or suspension of duty to file reports in PDF file.Open Termination of registration under Section 12(b) or suspension of duty to file reports in XLS file.
15-15DCertification of Termination of Registration Nov 20, 2017Open Certification of Termination of Registration in HTML.Open Certification of Termination of Registration in DOC file.Open Certification of Termination of Registration in PDF file.Open Certification of Termination of Registration in XLS file.
15-12BTermination of registration under Section 12(b) or suspension of duty to file reportsNov 20, 2017Open Termination of registration under Section 12(b) or suspension of duty to file reports in HTML.Open Termination of registration under Section 12(b) or suspension of duty to file reports in DOC file.Open Termination of registration under Section 12(b) or suspension of duty to file reports in PDF file.Open Termination of registration under Section 12(b) or suspension of duty to file reports in XLS file.
15-15DCertification of Termination of Registration Nov 20, 2017Open Certification of Termination of Registration in HTML.Open Certification of Termination of Registration in DOC file.Open Certification of Termination of Registration in PDF file.Open Certification of Termination of Registration in XLS file.
13F-NTQuarterly report filed by institutional managers, NoticeNov 14, 2017Open Quarterly report filed by institutional managers, Notice in HTML.Open Quarterly report filed by institutional managers, Notice in DOC file.Open Quarterly report filed by institutional managers, Notice in PDF file.Open Quarterly report filed by institutional managers, Notice in XLS file.
EFFECTNotice from the SEC of registration effectivenessNov 9, 2017Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesNov 7, 2017Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 6, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 6, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
RWWithdrawal of registration statement filed under the Securities ActNov 1, 2017Open Withdrawal of registration statement filed under the Securities Act in HTML.Open Withdrawal of registration statement filed under the Securities Act in DOC file.Open Withdrawal of registration statement filed under the Securities Act in PDF file.Open Withdrawal of registration statement filed under the Securities Act in XLS file.
RWWithdrawal of registration statement filed under the Securities ActNov 1, 2017Open Withdrawal of registration statement filed under the Securities Act in HTML.Open Withdrawal of registration statement filed under the Securities Act in DOC file.Open Withdrawal of registration statement filed under the Securities Act in PDF file.Open Withdrawal of registration statement filed under the Securities Act in XLS file.
RWWithdrawal of registration statement filed under the Securities ActNov 1, 2017Open Withdrawal of registration statement filed under the Securities Act in HTML.Open Withdrawal of registration statement filed under the Securities Act in DOC file.Open Withdrawal of registration statement filed under the Securities Act in PDF file.Open Withdrawal of registration statement filed under the Securities Act in XLS file.
UPLOADCorrespondence from the SEC to the FilerNov 1, 2017Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
DRSDRSOct 25, 2017Open DRS in HTML.Open DRS in DOC file.Open DRS in PDF file.Open DRS in XLS file.
13F-HR13F Holdings Report Initial FilingAug 11, 2017Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
13F-NTQuarterly report filed by institutional managers, NoticeAug 11, 2017Open Quarterly report filed by institutional managers, Notice in HTML.Open Quarterly report filed by institutional managers, Notice in DOC file.Open Quarterly report filed by institutional managers, Notice in PDF file.Open Quarterly report filed by institutional managers, Notice in XLS file.
13F-NTQuarterly report filed by institutional managers, NoticeMay 10, 2017Open Quarterly report filed by institutional managers, Notice in HTML.Open Quarterly report filed by institutional managers, Notice in DOC file.Open Quarterly report filed by institutional managers, Notice in PDF file.Open Quarterly report filed by institutional managers, Notice in XLS file.
13F-HR13F Holdings Report Initial FilingMay 10, 2017Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
EFFECTNotice from the SEC of registration effectivenessApr 13, 2017Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingApr 11, 2017Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
CORRESPCorrespondence from the Filer to the SECApr 10, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECApr 10, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECMar 17, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerFeb 27, 2017Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
13F-HR13F Holdings Report Initial FilingFeb 8, 2017Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
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